Sample Director of Auditing Resume-1

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Director of Auditing Resume Example

Personal Details:

Steven Mills
327 Green St
Ithaca, NY 14850
Home: (817) 555-4765
Mobile: (817) 555-6754

Objective:

Looking for an opportunity to work as director of auditing and utilize my knowledge and experience in fulfilling organizational goal.

Experience:

Director of Audit, General Agencies, 2003 to Present

  • Performed audits of bank, branch office, regional OSJ for the firm.
  • Strengthened the supervision procedures by communicating with the Chief Compliance Officer and Regional Supervision Director on regulatory requirements.
  • Reviewed daily, weekly and monthly sales as well as activity reports.
  • Communicated with branch managers to address compliance and securities related topics.
  • Demonstrated and promoted recent computer technology and other various products offered.

Manager of Audit and Compliance, Audit, Securities America Inc., 1998 to 2003

  • Performed and managed all the tasks associated person staff.
  • Responsible for training and transitions of new representatives.
  • Implemented and coordinated the continuing training program also company web training.
  • Arranged and presented the annual compliance meeting.
  • Developed and wrote additional compliance training programs as per requirements.

Education:

B.S. in Accounting, University of Tennessee, Knoxville, TN, 1998